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Finnish Medical Association
Mäkelänkatu 2
00500 Helsinki
P.O.Box 49
FI-00501 Helsinki
Phone +358 9 393 091
Fax +358 9 393 0794
fma@fimnet.fi

ETHICAL GUIDELINES FOR THE QUALITY ASSESSMENT OF HEALTH CARE

Accepted by the board of the Finnish Medical Association March 28, 1996

The purpose of health care is to treat illnesses and to maintain and promote the health of the population. The goal of quality assessment in health care is continuous improvement of the quality of services provided for patients and population and of the ways and means to produce these services.

The obligation to continuously improve ones professional ability and to evaluate the methods used is included in the ethical codes of physicians. According to them a physician has to maintain and increase his/her knowledge and skills. He/she shall recommend only examinations and treatments that are known to be effective and appropriate based on medical knowledge and experience. Quality aspects are included also in the act concerning patient´s statutes and rights. The act takes for granted patient´s right for high quality health care.

The act concerning health care professionals includes provision according to which a health care professional must maintain and improve his\her professional skills required to engage in his\her professional activity. Employers of health care professionals shall according to the same act create opportunities for a health care professional for participation in necessary professional further education. The fulfilment of these prerequisites has to be followed by assessment.

Purpose of the guidelines

Physicians and health care institutions have to strive for continuous improvement of services. The purpose of these guidelines is to strengthen this pursuit by means of quality assessment practices and to create ethical grounds for audit.

Application of the guidelines

Ethical guidelines for quality assessment concern all physicians, institutions providing health care services for patients and producers of audit services.

Obligation for quality assessment

Every physician involved in patient work, other health care professionals and institutions and the whole health service sector have to aspire for continuos development of their work. A physician and an institution have to evaluate the quality of their work, activities of their unit and the level of staff´s ability and to be ready to set them under independent external audit.

Preconditions for good quality work and its assessment

Those involved in patient work have to look after necessary preconditions for good quality work and evaluation of the quality of the work. The equipment of an institution and the dimension of staff have to meet requirements of good quality activities.

Patient records have to be written and preserved with care taking into consideration the obligations for secrecy. Procedures, decisions and other matters connected with patients have to be recorded in due form so that information and events can be traced back.

The personnel of institutions have to have adequate possibilities to maintain and develop their knowledge and skills. Recommendations and guidelines have to be available for those needing them. It is recommended that institutions would create quality manuals for their own use and supervise that instructions included in them are followed.

Realization of assessment

Every physician has to continuously evaluate the quality of his/her work and the level of ability by self-assessment methods.

The quality of health care has to be assessed by both internal and external methods. The methods have to be generally approved and they have to be based on research or sufficient knowledge.

Internal audit, observation of examination and treatment methods, comparison with others, observation of organisation´s ability to act and observation of the feedback from patients have to be continuous activities belonging to every service provider.

External audit, such as external peer review and audit, has to be carried out with a frequency corresponding to the evolution of the field and always when there is special reason for that.

Secrecy of patient records

The patient records can be used in quality assessment. This requires that patient information to be kept in secrecy shall not reach inappropriate persons. All reports and comparative data have to be presented in such a form that patients under assessment cannot be identified.

Confidentiality of assessment

A precondition for successful assessment is the free will of institutions and physicians to be assessed and their commitment to assessment. It is recommended that an informed voluntary consent is acquired from those to be assessed.

The results of assessment belong to those subscribing the assessment. They can be used for comparisons and general purposes only with the approval of the subscriber and those involved in assessment.

A provider of services can inform its customers about the results of quality assessment and use them in marketing its services.

The assessment of the work of an individual physician is the responsibility of the physician him/herself and his/her superior. Information regarding individual physicians should not be published without the consent of the physician concerned.

An external assessor shall not give the results of assessment or other information revealed during assessment to others without a permit from the subscriber of assessment.

Ethical committees

Generally approved ethical principals of health care and the ethical codes and collegiality codes of the Finnish Medical Association have to be followed in quality assessment.

If ethical issues in an assessment project raise doubts can an ethical committee be asked to give a statement. Submitting assessment projects for approval by ethical committees is, however, mainly not necessary.

Competence of the assessor

The assessor has to be competent and experienced in the field that the assessment concerns. He/she has to be accepted by those to be assessed whenever possible.

Impartiality of the assessment

The chosen assessor has to be impartial and independent. He/she has to be well acquainted with the activities of those to be assessed. In his/her statement the assessor has to be objective, the conclusions have to be based on observations and their critical evaluation and to other facts that he/she has acquired. The assessor must not allow e.g. commercial or competitive matters influence the content of his/her statement.

Assessment and supervision by authorities

Quality assessment of health care and continuous quality improvement of services is a part of the activity of every physician and institution. The supervision of professional activities made by health care authorities is a distinct activity and should be kept separate from health care assessment. The results of assessment can be used for the purposes of supervising authorities only by a separate mutual agreement.

Supervision of ethical guidelines for health quality assessment

The Finnish Medical Association supervises the compliance the ethical guidelines for health care quality assessment.

The quality board of the Finnish Medical Association develops the guidelines and interprets them when necessary and gives statements about complying with the guidelines.

If a physician notices deficiencies in the quality of services of his\her colleagues or institutions it is his responsibility to take action by discussion with the physician involved, his/her superior or representatives of the unit. If this does not lead to a result, the physician should inform the Finnish Medical Association about the matter.

Updated 21.8.2002 klo 12:33

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